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This Article looks at the regulatory techniques that were adopted in a small but developed market, Canada, in response … comprehensive experiments was the Multijurisdictional Disclosure System (MJDS) implemented in Canada and the United States in 1991 …
Persistent link: https://www.econbiz.de/10013155934
Canada and the United States. Here fintech is explored as a post global financial crisis ("GFC") phenomenon by surveying … fintech poses systemic risks, and optimal design principles for financial market regulation in light of continuing market and …
Persistent link: https://www.econbiz.de/10012896460
is a positive development in the evolution of crypto-asset regulation in Canada, but it is also incomplete. Third …
Persistent link: https://www.econbiz.de/10013216794
competition. Indeed, harmonization -- if not uniformization -- has been the driving force of corporate law in Canada for much of …
Persistent link: https://www.econbiz.de/10012996470
The blue sky theory has been uniquely placed in Canadian securities regulation side by full disclosure theory unlike US …
Persistent link: https://www.econbiz.de/10012996556
. Policy makers in Canada and the U.S. should encourage these positive developments, foster innovation and competition, and … necessary consumer protections are in place. The market environment and regulatory approaches in Canada and the U.S. are similar … for authorities in the U.S. and Canada. Fintech has many potential risks. If this revolution is not managed well, the …
Persistent link: https://www.econbiz.de/10014032288
regulatory framework for stablecoins in Canada, and no authority has asserted jurisdiction over the operations of their issuers …-informed regulatory design principles, for fiat-backed stablecoins in Canada. It provides two unique and vital contributions to policy … formation in stablecoin regulation. First, it analyzes whether stablecoins are securities, investment funds, or derivatives …
Persistent link: https://www.econbiz.de/10013405673
traditionally left to competing provincial securities commissions. The current state of securities regulation renders impotent US … federal securities regulation models are weighted in light of the current state of their needed complementary institutions …. One option, for which Canada is relatively well prepared, is the British model of activist independent institutional …
Persistent link: https://www.econbiz.de/10013094126
Private independent limited partnership venture capital funds receive capital from institutional investors, without tax incentives. Limited partnership investment activities are governed by restrictive covenants that are determined by negotiated contract between the fund managers (general...
Persistent link: https://www.econbiz.de/10011514156
Directors' and Officers' (D&O) legal liability insurance is a common component of CEO compensation packages. We expect managers are more willing to engage in opportunistic behaviors when their personal assets are protected from litigation risk. Therefore, information about D&O policy details is...
Persistent link: https://www.econbiz.de/10013100402