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Regulation of Financial Derivatives : Some Policy Considerations

2011

securities in bearer form have already become the back bone of International Economy.Regulation of Financial Derivatives has a … regulation in the United States as well as in India is essentially a hybrid of "institutional" and "functional" regulation. Some … measures to ensure transparency and accountability. On the whole it can be seen that the derivative regulation is more focused …

Persistent link: https://www.econbiz.de/10013130674

Judicial Protection Against EU Financial Supervisory Authorities in the Wake of Regulatory Reform

Van Cleynenbreugel, Pieter - 2012

The EU recently established new supranational financial supervision authorities — ESAs — capable of adopting binding supervisory decisions. The upgraded regulatory framework also inaugurated judicial review by a newly established Board of Appeal and the Court of Justice against these...

Persistent link: https://www.econbiz.de/10013096057

Dodd-Frank Regulators, Cost-Benefit Analysis, and Agency Capture

Rose, Paul - 2013

regulation by requiring more than twenty federal agencies to promulgate nearly 400 new rules. Scholars, regulated entities …

Persistent link: https://www.econbiz.de/10013083242

Regulating for Sustainability : Property Issues

O'Connor, Pamela - 2013

This report offers proposals in the hope they may inform development of a more systematic and integrated approach to the creation, definition and recording of statutory rights, restrictions and obligations (‘RRR') affecting land parcels. While much progress has been made by Australia's land...

Persistent link: https://www.econbiz.de/10013092545

Regulating the Regulators : Legal Implications of Cost-Justifying Regulations

Vida Fernandez, Jose - 2013

Persistent link: https://www.econbiz.de/10013071271

Regulating Vice : What the U.S. Marijuana Industry Can Learn From State Governance of Sports Gambling

Holden, John T. - 2020

legalize and regulate sports betting, catapulted the regulation of sports betting into the national spotlight, alongside …

Persistent link: https://www.econbiz.de/10012826059

Sub-Dominance Regulation of Digital Platforms

Dinev, Anton - 2021

This article is part of a research project on the legal and economic aspects of bargaining power in the digital markets and is therefore intended to be the first of several publications dealing with more technical issues in that area. As such, it should complement and bring a fresh perspective...

Persistent link: https://www.econbiz.de/10013241145

U.S. Franchise Regulation as a Paradigm for the European Union

Emerson, Robert W.; Meiselles, Michala - 2021

The protection afforded to franchisees differs widely across the world. Nations with economically strong franchise …

Persistent link: https://www.econbiz.de/10013214733

Far Away on an Important Mission : Considerations on Branch Manager Regulation

Lilja, Troels Michael - 2021

The purpose of this contribution is to look into what should be considered when forming rules about branch managers. An additional purpose is to analyze how the branch manager’s duties and responsibilities are regulated in Swedish, Norwegian and Danish branches of foreign companies, and this...

Persistent link: https://www.econbiz.de/10013246824

New Zealand’s Financial Adviser Regulation – Falling Behind in the Wake of Overseas Reforms

Stace, Victoria - 2016

This article looks at New Zealand's conduct of business rules for financial advisers. It compares New Zealand's rules to conduct of business rules applicable in the United Kingdom and Australia. There are major respects in which New Zealand's conduct of business rules fall behind best practice,...

Persistent link: https://www.econbiz.de/10012999354