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Stealing the market : how the giant brokerage firms, with help from the SEC, stole the stock market from investors

Mayer, Martin - 1992

Persistent link: https://www.econbiz.de/10000854247

The effect of evidence strength and internal rewards on intentions to report fraud in the Dodd-Frank regulatory environment

Brink, Alisa G.; Lowe, D. Jordan; Victoravich, Lisa M. - In: Auditing : a journal of practice & theory 32 (2013) 3, pp. 87-104

Persistent link: https://www.econbiz.de/10009786603

El mercado bursatil en España : un análisis de su dimensión

Ortega Díaz, María Isabel - 1998 - 1. ed

Persistent link: https://www.econbiz.de/10000675342

The impact on financial market liquidity of the markets in financial instruments directive (MiFID)

Cherbonnier, Frédéric; Vandelanoite, Séverine - In: Financial stability review : FSR 11 (2008), pp. 75-94

Persistent link: https://www.econbiz.de/10003652484

Does inter-market competition lead to less regulation?

Draus, Sarah - 2010

This paper presents a model to analyze the consequences of competition in order-flow between a profit maximizing stock exchange and an alternative trading platform on the decisions concerning trading fees and listing requirements. Listing requirements, set by the exchange, provide public...

Persistent link: https://www.econbiz.de/10003980636

SEC permits abbreviated tender and exchange offers for non-convertible high-yield and investment-grade debt securities

Blumenstein, Ian B.; Maki, J. Eric; Owen, John T. - In: The journal of investment compliance 16 (2015) 3, pp. 28-29

Persistent link: https://www.econbiz.de/10011446020

Cybersecurity enforcement actions : is the SEC bringing strict liability cases?

Rubin, Brian; Xu, Amy - In: The journal of investment compliance 17 (2016) 1, pp. 112-116

Persistent link: https://www.econbiz.de/10011523768

A modest proposal : right-sizing exchange immunity

Flati, Zachary J. - In: Journal of securities operations & custody 7 (2015) 3, pp. 218-233

Persistent link: https://www.econbiz.de/10011487222

Is regulation essential to stock market development? : going public in London and Berlin, 1900-1913

Burhop, Carsten; Chambers, David; Cheffins, Brian - 2011 - This Vers.: July 2011

This study of initial public offerings (IPOs) carried out on the Berlin and London stock exchanges between 1900 and 1913 casts doubt on the received "law and finance" wisdom that legally mandated investor protection is pivotal to the development of capital markets. IPOs that resulted in official...

Persistent link: https://www.econbiz.de/10009232393

Börsen und Börsenaufsicht in Hongkong

Bernuth, Wolf Albrecht von (contributor) - 2004 - [Elektronische Ressource]

Persistent link: https://www.econbiz.de/10002196301