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Regulation of securities, markets, and transactions : a guide to the new environment
Collins, Patrick S. - 2011
"This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be...
Persistent link: https://www.econbiz.de/10008860311
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La réforme du contentieux boursier : répression des abus de marché en France et solutions étrangères
Reygrobellet, Arnaud (ed.); Huet, Nathalie (ed.) - 2016
Persistent link: https://www.econbiz.de/10011558953
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SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry; Welp, Robert; Parrino, Richard - In: The journal of investment compliance 15 (2014) 2, pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
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Securities regulators' overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.; Marshall, Elizabeth - In: The journal of investment compliance 18 (2017) 1, pp. 15-18
Persistent link: https://www.econbiz.de/10011662048
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What you need to know about the new securities financing transaction regulation
Tiller, Hagen; Roussos, Andreas - In: Journal of securities operations & custody 11 (2018/2019) 1, pp. 14-25
Persistent link: https://www.econbiz.de/10012028360
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Wertpapier-Auftragsausführungssysteme im Wettbewerb : Börsen, geregelte Märkte und Internalisierer
Podewils, Felix - 2007
Persistent link: https://www.econbiz.de/10013429935
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Financial market infrastructures : law and regulation
Binder, Jens-Hinrich (ed.); Saguato, Paolo (ed.) - 2021 - First edition
Persistent link: https://www.econbiz.de/10013413057
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Dark trading : shedding light on US and EU regulation of the securities markets' dark sector
Salger, Anna-Carina - 2020
Persistent link: https://www.econbiz.de/10012061864
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Die Regulierung des Hochfrequenzhandels
Ullmann, Frank - 2021
Persistent link: https://www.econbiz.de/10012518791
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Market making and the changing structure of the securities industry
Amihud, Yakov (contributor); Ho, Thomas S. Y. (contributor);  … - 2003 - Repr
Persistent link: https://www.econbiz.de/10001711097