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along enforcement procedures, to foster timely and proportionate market reactions and support efficient markets. …
Persistent link: https://www.econbiz.de/10012695513
We propose and find that enhanced regulatory transparency facilitates alignment between private and public enforcement …) and a private enforcer (shareholder litigants). The two parties' enforcement targets are more aligned in the post …
Persistent link: https://www.econbiz.de/10012824121
This paper focuses on the impact of financial market infrastructures (FMIs) and of their regulation on the post … FMIs regulation. By reviewing the current move from ‘private’ markets to ‘public’ markets internationally, and with respect … supervision. - This paper is a draft chapter for a forthcoming volume, "The Oxford Handbook on Financial Regulation," edited by …
Persistent link: https://www.econbiz.de/10011125895
.This Article explores these developments and the failure of risk regulation to address them. While regulators have lauded the turn …
Persistent link: https://www.econbiz.de/10013070809
gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …
Persistent link: https://www.econbiz.de/10012949826
This is a short article on UK takeover regulations and was prepared for the meetings with the specialists on Takeovers in the UK. Further, “Notice to Advisers in Contested Bids” which was added at the end of this note is the notice put up on the wall of the waiting room of the UK Takeover Panel
Persistent link: https://www.econbiz.de/10014094223
The existing international financial regulatory architecture is multifarious. Prevalent regulatory forums are numerous, with over-lapping spheres of activity, where all such forums share a lack of consolidated authority. Bodies like the Basel Committee on Banking Supervision (BCBS), Group of 20,...
Persistent link: https://www.econbiz.de/10013092182
The credit crisis that started in the American mortgage subprime market in 2007 is having profound social and economic consequences. In this context, lawmakers, regulators, and commentators have questioned the role of rating agencies in the market turmoil. In light of the critiques, a strong...
Persistent link: https://www.econbiz.de/10013156993
, policymakers, and the general public about important credit rating agency regulation proposals and their potential impact on … rating agency regulation. It focuses on two areas of primary importance - oversight and accountability - and offers specific …
Persistent link: https://www.econbiz.de/10013158298