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National Football League faces hedge fund manager fraud: implications for professional associations and investors from the case of international management associates
Muhtaseb, Majed Rajab - In: The journal of investment compliance 16 (2015) 3, pp. 49-54
Persistent link: https://www.econbiz.de/10011446098
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SEC's enforcement action against hedge fund adviser for retaliation against a whistleblower highlights challenges employers face
House, Bryan B.; Johnston, Pam L.; Worcester, Courtney - In: The journal of investment compliance 15 (2014) 4, pp. 7-10
Persistent link: https://www.econbiz.de/10010461406
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Hedge fund fraud
Gregoriou, Greg N.; Kelting, William - In: Insider trading : global developments and analysis, (pp. 167-176). 2009
Persistent link: https://www.econbiz.de/10003754222
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Does regulation prevent fraud? : the case of Manhattan hedge fund
Kurdas, Cigdem - In: The independent review : journal of political economy 13 (2009) 3, pp. 325-343
Persistent link: https://www.econbiz.de/10003793258
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Patterns in asset management returns : evidence of fraud in the Stanford group scandal?
Chance, Don M.; Schexnaildre, Ashley R. - In: The journal of alternative investments 13 (2010/11) 4, pp. 73-79
Persistent link: https://www.econbiz.de/10009008631
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SEC "claws back" bonuses and stock sale profits from CFOs of public company charged with accounting fraud
Hansen, Mary P.; Trego, Garrett - In: The journal of investment compliance 16 (2015) 2, pp. 38-40
Persistent link: https://www.econbiz.de/10011405525
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Expense allocation : the SEC brings down the hammer
Berman, Kenneth; Larkin, Gregory; Giglio, Phil V.; … - In: The journal of investment compliance 16 (2015) 1, pp. 66-68
Persistent link: https://www.econbiz.de/10011344548
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SEC issues Staff Legal Bulletin after four-year comprehensive review of proxy system
Sorkin, John E.; Pickering Bomba, Abigail; Epstein, Steven - In: The journal of investment compliance 16 (2015) 1, pp. 63-65
Persistent link: https://www.econbiz.de/10011344577
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US SEC approves sweeping amendments to rules governing money market funds
Murphy, Jack; Cohen, Stephen D.; Carroll, Brenden; … - In: The journal of investment compliance 16 (2015) 1, pp. 25-39
Persistent link: https://www.econbiz.de/10011344588
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Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.; Romeo, Peter; Dye, Alan - In: The journal of investment compliance 16 (2015) 1, pp. 19-24
Persistent link: https://www.econbiz.de/10011344593