Lawrence Polk, S.; Stadler, Avital - In: Journal of Investment Compliance 12 (2011) 3, pp. 30-32
documents deemed to be, presumptively, discoverable for both respondents and claimants in arbitration. Practical implications … – Parties will be forced to re‐visit the types of documents that are presumptively exchanged in a FINRA arbitration. The new … standard documents when defending FINRA arbitration claims. Originality/value – The paper presents practical guidance from …