A new SEC enforcement direction for 2014
Year of publication: |
2014
|
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Authors: | Fons, Randall ; Rowe, Tiffany |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 2, p. 4-9
|
Subject: | Admission of violation | Division of enforcement | Financial fraud | Foreign Corrupt Practices Act | Securities and Exchange Commission | Settlements | Korruption | Corruption | Finanzmarktaufsicht | Financial supervision | Rechtsdurchsetzung | Law enforcement | Finanzmarktregulierung | Financial market regulation | Wirtschaftskriminalität | Economic crime | Betrug | Fraud |
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