All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment
Year of publication: |
2012
|
---|---|
Authors: | Shea, Peter J. ; Moriarty, Kathleen H. ; Rosenzweig, Kenneth M. ; Sorady, Marybeth ; Xethalis, Gregory E. |
Published in: |
Journal of Investment Compliance. - Emerald Group Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 13.2012, 2, p. 20-24
|
Publisher: |
Emerald Group Publishing Limited |
Subject: | Commodity Futures Trading Commission | Commodity pool operator | Investment adviser | Registered investment company | Investments | Regulation |
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