Brokers are fiduciaries : now what? : the new US federal fiduciary best interest of the customer standard of care and its impact on existing FINRA regulation of wrap accounts
Year of publication: |
2010
|
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Authors: | Miller, Daniel M. ; Maloney, Eugene F. |
Published in: |
Journal of securities operations & custody. - London : Stewart, ISSN 1753-1802, ZDB-ID 2419620-4. - Vol. 3.2010/11, 2, p. 147-165
|
Subject: | Börsenmakler | Stockbrokers | Treuhänder | Fiduciary | Anlageverhalten | Behavioural finance | Kundenzufriedenheit | Customer satisfaction | Finanzmarktregulierung | Financial market regulation | USA | United States |
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