Cybersecurity enforcement actions: is the SEC bringing strict liability cases?
Year of publication: |
2016
|
---|---|
Authors: | Rubin, Brian ; Xu, Amy |
Published in: |
Journal of Investment Compliance. - Emerald Group Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 17.2016, 1, p. 112-116
|
Publisher: |
Emerald Group Publishing Limited |
Subject: | Cybersecurity | Securities and Exchange Commission (SEC) | Financial industry regulatory authority (FINRA) | Enforcement actions | Broker-dealers | Registered investment advisers |
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