FINRA issues interpretive guidance on related performance in institutional communications
Year of publication: |
2017
|
---|---|
Authors: | Caccese, Michael S. ; Pagnano, Clair ; Rohrer, Eden ; Corral, Xiomara |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 4, p. 36-39
|
Subject: | Institutional investors | Financial Industry Regulatory Authority (FINRA) | Closed-end registered investment companies | FINRA Rule 2210 | Related Performance Information | Sales materials | Institutioneller Investor | Institutional investor | Investmentfonds | Investment Fund |
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