Hong Kong SFC enforcement trends

Purpose To discuss likely trends in the enforcement activities of the Securities and Futures Commission (SFC) in Hong Kong and to explore key areas of focus and what impact they may have on Hong Kong companies. Design/methodology/approach Discusses the SFC’s most important current areas of focus, the need for cooperation with other regulators such as those in mainland China, and a recent increase in disclosure obligations for listed companies. Findings The SFC’s principal areas of focus are currently corporate fraud and malfeasance, market manipulation, and intermediary misconduct. Originality/value Expert guidance from experienced commercial and corporate lawyers.