Investment Adviser Regulation

The Dodd-Frank Act and SEC implementation rules have changed investment adviser regulation. This book chapter summarizes the most pertinent rules for investment advisers, emphasizes recent changes in the law, and shows how the updated rules have been implemented into the existing regulatory framework for investment advisers

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Year of publication:	2013
Authors:	Kaal, Wulf A.
Publisher:	[2013]: [S.l.] : SSRN
Subject:	Regulierung \| Regulation \| Politikberatung \| Policy advice \| Theorie \| Theory

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Extent:	1 Online-Ressource (23 p)
Type of publication:	Book / Working Paper
Language:	English
Notes:	In: RESEARCH HANDBOOK ON CORPORATE LAW AND GOVERNANCE, Jerry W. Markham & Rigers Gjyshi eds., Edward Elgar, 2014, Forthcoming Nach Informationen von SSRN wurde die ursprüngliche Fassung des Dokuments 2013 erstellt
Source:	ECONIS - Online Catalogue of the ZBW

Persistent link: https://www.econbiz.de/10013074816