Investor and industry perspectives on investment advisers and broker-dealers
Rand Institute for Civil Justice. Angela A. Hung, Noreen Clancy, Jeff Dominitz, Eric Talley, Claude Berrebi ...
| Year of publication: |
2008
|
|---|---|
| Authors: | Hung, Angela A. ; Clancy, Noreen ; Dominitz, Jeff ; Talley, Eric L. ; Berrebi, Claude |
| Institutions: | Institute for Civil Justice <Santa Monica, Calif.> (contributor) |
| Publisher: |
Santa Monica, Calif. [u.a.] : Rand |
| Subject: | Wertpapierhandel | Securities trading | Börsenmakler | Stockbrokers | Anlageberatung | Financial advisors | Kapitalmarktrecht | Financial markets law | USA | United States |
| Description of contents: | Table of Contents [gbv.de] |
| Extent: | XXIII, 204 S. graph. Darst. |
|---|---|
| Series: | Technical report / Rand Corporation. - Santa Monica, Calif. [u.a.] : Rand, ZDB-ID 2165560-1. - Vol. 556-SEC |
| Type of publication: | Book / Working Paper |
| Language: | English |
| Notes: | Includes bibliographical references Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding |
| ISBN: | 978-0-8330-4403-7 |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10003677021