Italy; Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

This paper discusses the Financial Sector Assessment Program focusing on Detailed Assessment of Implementation of the International Organization of Securities Commission (IOSCO) Objectives and Principles of Securities Regulation for Italy. The IOSCO Principles list a number of preconditions to effective securities regulation. These include the appropriateness of legal, tax, and accounting framework within which the securities market operates, the effectiveness of procedures for the efficient resolution of problems in the securities market, and the soundness of macroeconomic policies. These preconditions appear to be in place in Italy.

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Year of publication:	2006-03-01
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Financial Sector Assessment Program \| Securities regulations \| government securities \| market intermediaries \| securities market \| government bonds \| market participants \| securities regulation \| securities markets \| capital adequacy \| market manipulation \| foreign counterparts \| stock exchange \| accounting standards \| enforcement powers \| internal controls \| securities transactions \| supervisory approach \| administrative sanctions \| collective investment scheme \| iosco principles \| reporting obligations \| exchange information \| corporate bonds \| market intermediary \| competent authorities \| international standards \| unusual transactions \| insider trading \| judicial authorities \| regulatory authorities \| internal organization \| foreign regulators \| collective investment schemes \| prudential supervision \| due diligence \| professional secrecy \| money laundering \| hedge funds \| financial intermediaries \| market transparency \| private equity \| securities exchanges \| collective ? investment schemes \| equity funds \| supervisory authorities \| transparency requirements \| suspicious transactions \| risk management \| false information \| information exchange \| forward contracts \| internal control systems \| assessment methodology \| stock options \| options contracts \| asset backed securities \| internal procedures \| criminal offence \| eurobonds \| external auditing \| supervisory agencies \| transaction reports \| compliance program \| good faith \| foreign authorities \| private equity funds \| banking supervisors \| securities regulators \| beneficial ownership \| financial intelligence unit \| international cooperation \| regulatory requirements \| adequate powers \| penal sanctions \| trading of securities

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Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 06/83 2 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10005825157