Japan: IOSCO Objectives and Principles of Securities Regulation; Detailed Assessment of Implementation

This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws and regulations laid down by the International Organization of Securities Commission (IOSCO). The FSA has been authorized to bring about certain changes, to implement new principles, and to develop new frameworks to ensure and strengthen the smooth functioning of supervision and investigation. It is also necessary to identify and assess risks to determine FSA intervention.

MoreLess

Year of publication:	2012-08-10
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Financial Sector Assessment Program \| Reports on the Observance of Standards and Codes \| Securities regulations \| regulation \| regulatory actions \| regulations \| regulatory system \| regulatory purposes \| regulatory functions \| regulatory framework \| legal framework \| rules \| foreign regulators \| inspection program \| regulatory intervention \| regulatory objectives \| professional standards \| regulatory processes \| regulatory authorities \| regulatory measures \| development of regulations \| consultation process \| public information \| enforcement powers \| enforcement program \| compliance program \| inspection programs \| regulatory scheme \| regulatory authority \| international organization \| international standards \| administrative penalties \| public accounting \| regulatory agency \| internal control \| enforcement policies \| public consultation \| criminal penalties \| informal arrangements \| compliance with standards \| advisory services \| notification obligations \| alternative dispute resolution \| cost-benefit analysis \| civil penalties \| public consultation process \| form of regulation \| legislation \| professional body \| administrative procedures \| public interest \| international organizations

freely available

Full text |

More access options

Check Google Scholar

In German libraries (KVK)

I need help

More details

Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 12/230 10 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10011245706