Kuwait; Financial Sector Assessment Programâ€”Detailed Assessments of Observance of Standards and Codesâ€”International Organization of Securities Commission (IOSCO)â€”Objectives and Principles of Securities Regulation

The Detailed Assessments of the Observance of Standards and Codes on the IOSCO Objectives and Principles of Securities Regulation on Kuwait review preconditions for effective securities regulation. The securities market in Kuwait is the second largest in the Arab world in terms of value of trading and market capitalization. A set of well-articulated and clear regulations and procedures governing public offering of securities, including tender offers, should be prepared and enforced. Rules governing mergers and acquisitions are not in place and need to be well defined.

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Year of publication:	2004-11-08
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Financial Sector Assessment Program \| Reports on the Observance of Standards and Codes \| Securities regulations \| regulations \| regulation \| standards \| market intermediaries \| securities regulation \| market participants \| law enforcement \| insider trading \| enforcement powers \| foreign counterparts \| securities industry \| law enforcement agencies \| international standards \| regulatory authority \| financial intermediaries \| securities markets \| licensing authority \| risk management \| international accounting standards \| collective investment schemes \| compliance officer \| assessment criteria \| securities transactions \| market intermediary \| standards and codes \| internal auditing \| compliance program \| collective investment scheme \| foreign authorities \| internal procedures \| market manipulation \| internal management procedures \| settlement systems \| adequate powers \| foreign regulators \| technical capacity \| securities activities \| administrative sanctions \| internal organization \| licensing requirements \| licensing process \| accounting standards \| exchange information \| regulatory frameworks \| supervisory agencies \| international auditing standards \| border transactions \| share information \| supervisory approach \| regulatory environment \| internal rules \| criminal nature \| regulatory requirements \| iosco principles \| supervisory agency \| prudential regulation \| material change

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Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 04/352 4 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10005252613