Liechtenstein; Assessment of the Supervision and Regulation of the Financial Sector Volume II-Detailed Assessment of Observance of Standards and Codes

This report on the offshore financial center program contains technical advice and recommendations given by the staff team of the International Monetary Fund in response to Liechtensteinâ€™s request for technical assistance. It provides detailed assessment of observance of the Basel Core Principles for effective banking supervision, implementation of the International Organization of Securities Commissions (IOSCO) Objectives And Principles Of Securities Regulation, and observance of the International Association of Insurance Supervisors (IAIS) core principles. It also provides the methodology for Assessing Compliance with Anti-Money Laundering and Combating the Financing of Terrorism Standards, endorsed by the Financial Action Task Force.

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Year of publication:	2003-09-10
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Financial sector \| banking \| due diligence \| money laundering \| financial intermediaries \| legal assistance \| banking supervision \| banking secrecy \| supervisory authority \| beneficial ownership \| banking supervisors \| customer identification \| internal controls \| law enforcement \| supervisory authorities \| legal entities \| international cooperation \| organized crime \| suspicious transactions \| external auditor \| internal audit \| collective investment schemes \| banking sector \| life insurance \| suspicious activity \| business relationships \| securities regulation \| terrorist organizations \| foreign counterparts \| consolidated supervision \| penal code \| financial intermediary \| due diligence requirements \| share information \| legal assistance requests \| internal control \| competent authorities \| foreign authorities \| insurance supervisors \| market intermediaries \| terrorist acts \| criminal organizations \| secrecy provisions \| enforcement powers \| capital adequacy \| criminal liability \| professional secrecy \| reinsurance companies \| criminal justice \| information exchange \| banking activities \| enforcement authorities \| terrorist financing \| liability management \| criminal justice measures \| foreign banks \| suspicious activity reporting \| financial crimes \| law enforcement authorities \| bankers \| foreign regulators \| internal organization \| suspicious activities \| bank records \| licensing authority \| dual criminality \| insurance contract \| beneficial owners \| banking business \| criminal activity \| accounting standards \| foreign counterpart \| civil forfeiture \| private banking \| customer identification requirements \| collective investment scheme \| banking license \| licensing requirements \| customer identification information \| unusual transactions \| criminal investigations \| licensing process \| predicate crimes \| foreign authority \| due diligence measures \| business relations \| financial intelligence unit \| suspicious transactions reporting \| customer identity \| internal procedures \| bank management \| cross border transactions \| capital requirement \| asset-liability management \| false information \| transaction records \| audit function \| record keeping requirements \| anonymous accounts \| criminal matters \| predicate crime \| bankers association \| insider trading \| prudential supervision \| banking system \| reporting requirements \| cash transactions \| iosco principles \| customer accounts \| hand endowment policies \| integrity standards \| foreign branches \| criminal sanctions \| money laundering measures \| administrative sanctions \| transferable securities \| bank secrecy \| shell banks \| border transactions \| insurance business \| legal liability \| undercover operations \| good faith \| law enforcement bodies \| adequate powers \| legal impediments \| criminal records \| assessment criteria \| investigative techniques \| suspicious activity reports \| ensuring compliance \| connected lending \| criminal law \| funds transfers \| banking relationships \| market manipulation \| bank accounts \| foreign jurisdictions \| bank account records \| risk management \| terrorism financing \| law enforcement officials \| civil law jurisdictions \| legal entity \| assessing compliance \| transaction reporting \| banking documents \| supervisory framework \| criminal investigation \| insurance policies \| legislative measures \| money laundering issues \| secrecy laws \| criminal offence \| suspicious transaction \| life insurance business \| terrorist crimes \| banking assets \| identity cards \| exchange information \| market intermediary \| suspicious transaction reporting \| international standards \| compliance officer \| risk profile \| foreign exchange \| cross border movements \| internal rules \| liquidity ratio \| bankers ? association \| banking industry \| regulatory authorities \| supervisory process \| capital adequacy ratio \| customer identification policies \| basel accord \| foreign regulatory \| money remitters \| insurance law \| alternative remittance \| financial supervision \| banking community \| internal control procedures \| regulatory environment \| bank staff \| customer policies \| account number \| financial transaction taxes \| domestic law \| supervisory arrangements \| bank acts \| customer files \| monetary instruments \| complete originator information \| supervisory standards \| money laundering requirements \| financial soundness \| insurance intermediaries \| supervisory agencies \| due regard \| financial activity \| supervisory agency \| banking operations \| capital base \| settlement systems \| bank reports \| internal policies \| legal foundations \| regulatory authority \| criminal justice system \| transferable ? securities \| criminal elements \| banking services \| penal sanctions \| securities firms \| criminal conviction \| banking systems \| domestic counterparts \| terrorism standards \| criminal process \| securities transactions \| customer transactions \| alternative remittance systems \| accounting system \| customer identification records \| banking legislation \| financial law \| confiscation proceedings \| securities regulators \| bank account \| compliance function \| kyc standards \| criminal record \| market participants \| regulatory requirements \| universal banking \| asset classification \| criminal laws \| risk customers \| bank reporting \| criminal case \| compliance program \| judicial authorities \| confidentiality requirements \| criminal prosecution \| combat money laundering \| corporate banking \| financial strength \| international law \| banker \| asset forfeiture fund \| bank notes \| loan classification \| securities sectors \| banking expert \| financial transaction \| financial sector regulation \| financial service providers \| terrorist assets \| banking market \| cash transaction \| life insurance policies \| securities activities \| bank exposures \| banking supervisor \| supervisory regime \| large cash transactions \| banking transactions

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Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 03/290 12 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10005824996