Extent: | Online-Ressource (199 p) |
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Series: | |
Type of publication: | Book / Working Paper |
Language: | English |
Notes: | Description based upon print version of record Cover; Title Page; Copyright; Contents; Acknowledgments; Abbreviations; Executive Summary and Principal Recommendations; Part 1: Introduction and General Observations; 1. Introduction; 2. General Observations and Challenges; Part 2: Implementation of International Standards on PEPs by Banks and Regulatory Authorities; 3. Applying a Risk-Based Approach; 4. Who Is a PEP?; 5. How Long Is a PEP Considered a PEP?; 6. Identification of PEPs: Who to Check and When to Check; 7. Identification of PEPs: How to Check; 8. Identification of PEPs: Commercial and In-House Databases 9. Identifying and Verifying Source of Wealth and Source of Funds10. PEP Approval by Senior Management; 11. Enhanced Ongoing Monitoring; Part 3: Role of Regulatory Authorities and the Financial Intelligence Unit; 12. Regulatory Authorities; 13. Suspicious Transaction Reporting and Financial Intelligence Units; Part 4: National Cooperation, Training, and Resources; 14. National Cooperation: Agencies and the Industry; 15. Training and Resources; Appendixes; A: Summary of Recommendations-Quick Reference Sheet; B: Summary of Good Practices-Quick Reference Sheet C: Comparison of the PEP Definitions and Enhanced Due Diligence RequirementsD: United Nations Convention against Corruption (UNCAC) and Interpretative Notes; E: Financial Action Task Force on Money Laundering (FATF)-Recommendations, Interpretative Notes, and Methodology; F: Directives of the European Parliament and of the Council; G: Field Mission Survey-Questions for Banks, Regulators, and Financial Intelligence Units; Index; Back cover; |
ISBN: | 978-0-8213-8249-3 ; 978-0-8213-8333-9 ; 978-0-8213-8249-3 |
Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10012676769