Extent: | Online-Ressource (358 p) |
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Type of publication: | Book / Working Paper |
Language: | English |
Notes: | Description based upon print version of record ""Cover""; ""Half-title ""; ""Title ""; ""Copyright ""; ""Acknowledgements""; ""Contents ""; ""Table of Cases""; ""Table of Legislation""; ""Part I: The Elements of Internal Control in Banks and Financial Institutions ""; ""1. The Role of Internal Control in the Meta-Regulation of Financial Institutions ""; ""A. Introduction to Internal Control "" ""Evolution of the Role of Internal Control Broadly Understood """"B. The Meta-Regulation of Internal Control and the Rise in Meta-Regulation in Financial Regulation Generally ""; ""The Rise of Flexible and Alternative Models of Regulation "" ""Flexible and Alternative Regulatory Strategies in Financial Regulation """"The Importance of Meta-Regulation in Financial Regulation ""; ""Meta-Regulation and its Limitations ""; ""Excessive Proceduralisation "" ""C. Three Paradigms in the Regulatory Framework for Internal Control in Banks and Financial Institutions """"D. Structure of the Book ""; ""2. The Role of Compliance ""; ""A. The Compliance Function: A Profile Sketch ""; ""The Job Scope of the Compliance Function "" ""The Qualifications of Compliance Officers """"The Organisational Positioning of the Compliance Function ""; ""Accountability Channels of the Compliance Function ""; ""B. Disjunctions Between the Performance of the Compliance Function and Regulatory Expectations in Securing Firms? Compliance: Analysing the Organisational Dimension""; ""Distinct Department or Fused with General Counsel?""; ""Centralisation or Decentralisation?"" ""Risk-Based Approach to Compliance"" |
ISBN: | 978-1-5099-0138-8 ; 978-1-5099-0138-8 ; 978-1-84946-525-0 |
Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10013041679