SEC adopts regulation systems compliance and integrity
Year of publication: |
2015
|
---|---|
Authors: | Burns, James ; Bullitt, Georgia ; Kramer, Howard ; Habert, Jack ; Doench, James |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 3, p. 4-14
|
Subject: | Securities and Exchange Commission (SEC) | Regulation Systems Compliance and Integrity (SCI) | SCI entity | SCI events | SCI systems | Finanzmarktaufsicht | Financial supervision | Regulierung | Regulation | Finanzmarktregulierung | Financial market regulation |
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