SEC announces first investment adviser "pay-to-play" enforcement action
Year of publication: |
2014
|
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Authors: | Goldberger, M. Norman ; Grugan, John C. ; O'Neil, Christine ; Stanley, Tesia N. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 3, p. 35-37
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Subject: | USA | Securities and Exchange Commission (SEC) | Investment adviser | Enforcement | Political corruption | Pay-to-play | Public pension | United States | Finanzmarktaufsicht | Financial supervision | Korruption | Corruption | Rechtsdurchsetzung | Law enforcement | Gesetzliche Rentenversicherung | Public pension system |
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