SEC asset management unit’s enforcement priorities for 2015 : conflicts of interest
Perrie Michael Weiner, Patrick Hunnius and Sean R. Crain
| Year of publication: |
2015
|
|---|---|
| Authors: | Weiner, Perrie Michael ; Hunnius, Patrick ; Crain, Sean R. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 2, p. 22-25
|
| Subject: | Enforcement | Securities and exchange commission (SEC) | Asset management unit | Priorities | Finanzmarktaufsicht | Financial supervision | Portfolio-Management | Portfolio selection | Finanzmarktregulierung | Financial market regulation | Vermögensverwaltung | Asset management | Rechtsdurchsetzung | Law enforcement |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011405515