SEC charges private fund administrator with gatekeeping failures
Keith Miller, Martin E. Lybecker, Jesse Kanach, Mary C. Moynihan and Hillary B. Levun
| Year of publication: |
2017
|
|---|---|
| Authors: | Miller, Keith ; Lybecker, Martin E. ; Kanach, Jesse ; Moynihan, Mary C. ; Levun, Hillary B. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 1, p. 65-67
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| Subject: | Gatekeeper | Due diligence | US Securities and Exchange Commission (SEC) | Administrative action | Fund administrator | Net asset value (NAV) package | USA | United States | Finanzmarktaufsicht | Financial supervision | Investmentfonds | Investment Fund | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-02-2017-0013 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011662148