Selling structured products to retail investors in the US
Year of publication: |
2017
|
---|---|
Authors: | Sheehan, Margaret |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 3, p. 59-63
|
Subject: | Marketing | Training | Financial Industry Regulatory Authority (FINRA) | US Securities and Exchange Commission (SEC) | Structured products | Suitabiltiy | USA | United States | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation | Strukturiertes Produkt | Structured product |
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