Summary and analysis of Dodd‐Frank rules for investment advisers: registration requirements, exemptions, family offices, performance fee eligibility
Year of publication: |
2011
|
---|---|
Authors: | Sorady, Marybeth ; Domina, Daren ; Cohen, Wendy ; Santo, Fred ; Bregstein, Henry ; Wiener, Meryl ; Okoshi, Marilyn ; Governale, Jack P. |
Published in: |
Journal of Investment Compliance. - Emerald Group Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 12.2011, 4, p. 4-17
|
Publisher: |
Emerald Group Publishing Limited |
Subject: | Investment advisers | Dodd Frank Act | Securities regulation | US Securities and Exchange Commission | Investments | Advisory services | Regulation | United States of America |
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