Summary of selected FINRA regulatory notices and disciplinary actions September - November 2009
Year of publication: |
2010
|
---|---|
Authors: | Davis, Henry A. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 11.2010, 1, p. 71-81
|
Subject: | Regulierung | Regulation |
-
Regulation in the UK: is it getting too heavy?
Sheehy, John, (2006)
-
Game theory : parts I and II with 88 solved exercises : an open access textbook
Bonanno, Giacomo, (2015)
-
Pressures towards and against formalization : regulation and informal employment in Mozambique
Dibben, Pauline, (2015)
- More ...
-
Financial turnarounds : preserving value
Davis, Henry A., (2002)
-
Smart financial management : the essential reference for the successful small business
Sihler, William W., (2004)
-
Summary of selected FINRA regulatory notices April - June 2010
Davis, Henry A., (2010)
- More ...