The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Alan Wolper and Heidi VonderHeide
| Year of publication: |
2016
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|---|---|
| Authors: | Wolper, Alan ; VonderHeide, Heidi |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 2, p. 17-22
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| Subject: | Securities and Exchange Commission (SEC) | Dodd-Frank Act | Administrative law judge (ALJ) | Administrative proceedings (APs) | Kapitalmarktrecht | Financial markets law | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation | Wertpapierrecht | Securities law | Verwaltungsrecht | Administrative law |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-04-2016-0020 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011523836