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isPartOf:"Working papers"
~isPartOf:"Review of industrial organization : RIO"
~isPartOf:"The journal of investment compliance"
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Davis, Henry A.
Wilson, Wesley W.
6
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3
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3
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2
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Review of industrial organization : RIO
The journal of investment compliance
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ECONIS (ZBW)
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Selected FINRA regulatory notices and disciplinary actions, January-March 2012
Davis, Henry A.
- In:
The journal of investment compliance
13
(
2012
)
2
,
pp. 66-89
Persistent link: https://www.econbiz.de/10009574350
Saved in:
2
Summary of selected FINRA regulatory notices, March - May 2011
Davis, Henry A.
- In:
The journal of investment compliance
12
(
2011
)
3
,
pp. 56-76
Persistent link: https://www.econbiz.de/10009385047
Saved in:
3
Summary of selected FINRA regulatory notices October-December 2010
Davis, Henry A.
- In:
The journal of investment compliance
12
(
2011
)
1
,
pp. 70-84
Persistent link: https://www.econbiz.de/10009129901
Saved in:
4
Summary of selected FINRA regulatory notices, January-February 2011
Davis, Henry A.
- In:
The journal of investment compliance
12
(
2011
)
2
,
pp. 89-100
Persistent link: https://www.econbiz.de/10009236820
Saved in:
5
Summary of selected FINRA regulatory notices April - June 2010
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 34-57
Persistent link: https://www.econbiz.de/10008662575
Saved in:
6
Summary of selected FINRA regulatory notices July-September 2010
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
4
,
pp. 59-78
Persistent link: https://www.econbiz.de/10008772715
Saved in:
7
Summary of selected FINRA regulatory notices January-March 2010
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
2
,
pp. 49-62
Persistent link: https://www.econbiz.de/10003993753
Saved in:
8
Summary of selected FINRA regulatory notices and disciplinary actions September - November 2009
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
1
,
pp. 71-81
Persistent link: https://www.econbiz.de/10003967691
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