Search Results - person:"Xethalis, Gregory E."

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

Shea, Peter J.; Moriarty, Kathleen H.; Rosenzweig, … - In: The journal of investment compliance 13 (2012) 2, pp. 20-24

Persistent link: https://www.econbiz.de/10009574362

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

Shea, Peter J.; Moriarty, Kathleen H.; Rosenzweig, … - In: Journal of Investment Compliance 13 (2012) 2, pp. 20-24

Purpose – The purpose of this article is to explain the implications for registered fund advisors of the February 9, 2012 final amendments the Commodity Futures Trading Commission (CFTC) made to its Rule 4.5 exemption from commodity pool operator (CPO) registration for registered funds....

Persistent link: https://www.econbiz.de/10014893419

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

Shea, Peter J.; Moriarty, Kathleen H.; Rosenzweig, … - In: The journal of investment compliance 13 (2012) 2, pp. 20-25

Persistent link: https://www.econbiz.de/10009984120