Caccese, Michael S.; Pagnano, Clair; Rohrer, Eden; … - In: Journal of Investment Compliance 18 (2017) 4, pp. 36-39
permitting the use of Related Performance Information in continuously offered closed-end registered investment company sales … Related Performance Information of open- and closed-end funds to institutional investors, it also represents FINRA’s ongoing … application of FINRA Rule 2210, and explains the conditions under which fund marketing materials may contain Related Performance …