FINRA issues interpretive guidance on related performance in institutional communications
Year of publication: |
2017
|
---|---|
Authors: | Caccese, Michael S. ; Pagnano, Clair ; Rohrer, Eden ; Corral, Xiomara |
Published in: |
Journal of Investment Compliance. - Emerald Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 18.2017, 4, p. 36-39
|
Publisher: |
Emerald Publishing Limited |
Subject: | Institutional investors | Financial Industry Regulatory Authority (FINRA) | Closed-end registered investment companies | FINRA Rule 2210 | Related Performance Information | Sales materials |
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