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Austria; Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2008
This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities...
Persistent link: https://www.econbiz.de/10011244489
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Sovereign Wealth Funds: Aspects of Governance Structures and Investment Management
Al-Hassan, Abdullah; Papaioannou, Michael G; Skancke, Martin - International Monetary Fund (IMF) - 2013
policy and setting of the risk tolerance level in order to ensure consistent risk-bearing capacity and greater accountability …
Persistent link: https://www.econbiz.de/10010790296
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Colombia; Financial System Stability Assessment
International Monetary Fund (IMF); International … - 2013
In this paper, the structure of Colombia’s financial sector is analyzed and various risks of the financial sector are studied. Supervision of the financial system can be performed by supervisory architecture, banking supervision, various securities, and insurance policies. Systemic...
Persistent link: https://www.econbiz.de/10011244169
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Kuwait; Financial Sector Assessment Program—Detailed Assessments of Observance of Standards and Codes—International Organization of Securities Commission (IOSCO)—Objectives a...
International Monetary Fund (IMF); International … - 2004
Regulation on Kuwait review preconditions for effective securities regulation. The securities market in Kuwait is the second …
Persistent link: https://www.econbiz.de/10005252613
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Philippines; Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment
International Monetary Fund (IMF); International … - 2004
Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the … the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … markets, including observance of the IOSCO Objectives and Principles of Securities Regulation. …
Persistent link: https://www.econbiz.de/10005252801
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Quality of Financial Sector Regulation and Supervision Around the World
Cihák, Martin; Tieman, Alexander F. - International Monetary Fund (IMF) - 2008
The paper analyzes the quality of financial sector regulation and supervision around the globe. Unlike studies that … collect and analyze data on regulation and supervision "on the books," this study also analyzes available information on …
Persistent link: https://www.econbiz.de/10005264124
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British Virgin Islands-Overseas Territory of the United Kingdom; Assessment of the Supervision and Regulation of the Financial Sector Volume I—Review of Financial Sector Regulati...
International Monetary Fund (IMF); International … - 2004
The British Virgin Islands (BVI) has most of the essential elements for a suitable framework for financial supervision. There is a weakness with respect to onsite supervision of banking, insurance, and securities sectors; and there is currently no regular and comprehensive examination and...
Persistent link: https://www.econbiz.de/10005825178
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Italy; Financial Sector Assessment Program: Detailed Assessment of Observance of the IMF Code of Good Practices on Transparency in Monetary and Financial Policies: Securities Regul...
International Monetary Fund (IMF); International … - 2006
Monetary and Financial Policies—Securities Regulation for Italy. The paper discusses that in the area of securities … regulation, the objectives and responsibilities of the two supervisory authorities, namely Consob and the Banca d’Italia (BI …
Persistent link: https://www.econbiz.de/10005768450
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The Bahamas; Assessment of the Supervision and Regulation of the Financial Sector—Review of Financial Sector Regulation and Supervision
International Monetary Fund (IMF); International … - 2004
This paper reviews Financial Sector Regulation and Supervision in The Bahamas. The assessment reveals that the overall …
Persistent link: https://www.econbiz.de/10005591301
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Strengths and Weaknesses in Securities Market Regulation; A Global Analysis
Elliott, Jennifer A.; Carvajal, Ana - International Monetary Fund (IMF) - 2007
of regulators to effectively enforce compliance with existing rules and regulation. In many countries, a combination of …'s capacity to effectively execute regulation. This weakness is more acute in areas of increased technical complexity such as … standards for and supervision of the valuation of assets and risk management practices. …
Persistent link: https://www.econbiz.de/10005599486