Narrow search
Showing 1 - 10 of 64
Cover Image
Europe's plumbers : keeping capital flowing
Bayle, Marc - In: Journal of securities operations & custody 8 (2015/2016) 2, pp. 126-131
Persistent link: https://www.econbiz.de/10011486213
Cover Image
Tax policies and developments affecting foreign portfolio investment in sub-Saharan Africa
Becker, Celia - In: Journal of securities operations & custody 13 (2020/2021) 1, pp. 88-96
Persistent link: https://www.econbiz.de/10012517951
Cover Image
Brokers are fiduciaries : now what? : the new US federal fiduciary best interest of the customer standard of care and its impact on existing FINRA regulation of wrap accounts
Miller, Daniel M.; Maloney, Eugene F. - In: Journal of securities operations & custody 3 (2010/11) 2, pp. 147-165
Persistent link: https://www.econbiz.de/10008737731
Cover Image
Direct overseas listing of Chinese enterprises : a clear regulatiory framework and explicit regulatory requirements are needed
Yi, Liu - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 252-267
Persistent link: https://www.econbiz.de/10008779216
Cover Image
New OTC derivatives regulation and the future of the derivatives industry
Meijer, Carlo R. W. de; Wilson, John - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 241-251
Persistent link: https://www.econbiz.de/10008779221
Cover Image
The great risk vs. compensation debate
Rand, Andrew I. - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 202-209
Persistent link: https://www.econbiz.de/10008779234
Cover Image
The role of market infrastructures in OTC derivatives markets
Benito, Jesús - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 346-357
Persistent link: https://www.econbiz.de/10009571240
Cover Image
Risk management in securities settlement systems
Trundle, John - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 308-320
Persistent link: https://www.econbiz.de/10009571245
Cover Image
Outsourcing for fund managers : demystifying the regulatory structure
Lewis, Amanda E.; Radmore, Emma - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 295-307
Persistent link: https://www.econbiz.de/10009571246
Cover Image
OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 287-294
Persistent link: https://www.econbiz.de/10009571249