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Brokers are fiduciaries : now what? : the new US federal fiduciary best interest of the customer standard of care and its impact on existing FINRA regulation of wrap accounts
Miller, Daniel M.; Maloney, Eugene F. - In: Journal of securities operations & custody 3 (2010/11) 2, pp. 147-165
Persistent link: https://www.econbiz.de/10008737731
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Direct overseas listing of Chinese enterprises : a clear regulatiory framework and explicit regulatory requirements are needed
Yi, Liu - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 252-267
Persistent link: https://www.econbiz.de/10008779216
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New OTC derivatives regulation and the future of the derivatives industry
Meijer, Carlo R. W. de; Wilson, John - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 241-251
Persistent link: https://www.econbiz.de/10008779221
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The great risk vs. compensation debate
Rand, Andrew I. - In: Journal of securities operations & custody 3 (2010/11) 3, pp. 202-209
Persistent link: https://www.econbiz.de/10008779234
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The role of market infrastructures in OTC derivatives markets
Benito, Jesús - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 346-357
Persistent link: https://www.econbiz.de/10009571240
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Risk management in securities settlement systems
Trundle, John - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 308-320
Persistent link: https://www.econbiz.de/10009571245
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Outsourcing for fund managers : demystifying the regulatory structure
Lewis, Amanda E.; Radmore, Emma - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 295-307
Persistent link: https://www.econbiz.de/10009571246
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OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin - In: Journal of securities operations & custody 4 (2011/12) 4, pp. 287-294
Persistent link: https://www.econbiz.de/10009571249
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Mandatory clearing of OTC derivatives in Europe
Zebregs, Bas - In: Journal of securities operations & custody 4 (2011/12) 1, pp. 50-71
Persistent link: https://www.econbiz.de/10009245175
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CSD regulation : the missing piece in the European post-trade puzzle?
Belghazi, Soraya - In: Journal of securities operations & custody 4 (2011/12) 3, pp. 253-264
Persistent link: https://www.econbiz.de/10009491272