Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~isPartOf:"The journal of investment compliance"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Hedge Fund Manager Registratio...
Similar by subject
Narrow search
Delete all filters
| 1 applied filter
Year of publication
From:
To:
Subject
All
Financial markets law
46
Kapitalmarktrecht
46
Financial supervision
43
Finanzmarktaufsicht
43
Financial market regulation
36
Finanzmarktregulierung
36
Securities and Exchange Commission (SEC)
22
USA
21
United States
21
Hedge fund
15
Hedgefonds
15
Securities law
15
Wertpapierrecht
15
Investment Fund
12
Investmentfonds
12
Private Equity
9
Private equity
9
US Securities and Exchange Commission (SEC)
9
Dodd-Frank Act
7
Regulation
6
Regulierung
6
Corporate disclosure
5
EU countries
5
EU-Staaten
5
Investment advisers
5
Law enforcement
5
Rechtsdurchsetzung
5
Securities and Exchange Commission
5
Unternehmenspublizität
5
Alternative Investment Fund Managers Directive (AIFMD)
4
Bourse
4
Börse
4
Whistleblowing
4
Broker-dealer
3
Broker-dealers
3
EU financial markets law
3
EU-Kapitalmarktrecht
3
Enforcement
3
Financial Industry Regulatory Authority (FINRA)
3
Fraud
3
more ...
less ...
Online availability
All
Undetermined
32
Type of publication
All
Article
60
Type of publication (narrower categories)
All
Article in journal
60
Aufsatz in Zeitschrift
60
Language
All
English
60
Author
All
Callcott, W. Hardy
2
Foley, Timothy C.
2
Forbes, Jessica
2
Gelfond, Stuart
2
Greene, Nathan J.
2
Muhtaseb, Majed Rajab
2
Nathan, Daniel A.
2
Newell, John
2
Parrino, Richard J.
2
Prorokowski, Lukas
2
Adams, Daniel
1
Adelfio, Marco
1
Alexander, Grant
1
Asaro, Michael A.
1
Avett, F. Reid
1
Baird, Elizabeth H.
1
Baker, Matthew
1
Bannard, David
1
Bayless, David
1
Benjamin, James
1
Bennett, Bruce
1
Berman, Kenneth
1
Berthou, Erica
1
Bettigole, Bruce
1
Blake, Andrew
1
Blumenstein, Ian B.
1
Bondi, Bradley J.
1
Boryshansky, Joseph
1
Brady, Andrew
1
Bramnik, Robert P.
1
Brandt, Patrick
1
Breslin, William J.
1
Caiazza, Amy B.
1
Cain, James M.
1
Carty, Helen
1
Chan, Peter K. M.
1
Chunias, Jennifer
1
Clark, Michael E.
1
Cohen, Jared
1
Coleman, Joshua
1
more ...
less ...
Published in...
All
The journal of investment compliance
The journal of alternative investments
87
Journal of financial economics
70
Journal of banking & finance
59
The review of financial studies
46
Working paper / National Bureau of Economic Research, Inc.
46
Journal of financial and quantitative analysis : JFQA
45
NBER working paper series
45
Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research
43
NBER Working Paper
34
Global financial crisis : navigating and understanding the legal and regulatory aspects
33
Management science : journal of the Institute for Operations Research and the Management Sciences
32
The journal of finance : the journal of the American Finance Association
32
IMF Working Papers
31
Wiley finance series
30
Financial stability review : FSR
29
Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement
27
Journal of securities operations & custody
26
Discussion paper / Centre for Economic Policy Research
25
Hedge funds : insights in performance measurement, risk analysis, and portfolio allocation
25
Hedge funds : structure, strategies, and performance
24
Working paper / Centre for Financial Research
24
European financial management : the journal of the European Financial Management Association
23
Journal of derivatives & hedge funds
23
SpringerLink / Bücher
23
The journal of futures markets
22
The journal of wealth management
22
Journal of empirical finance
21
International review of financial analysis
19
The European journal of finance
19
Europäische Hochschulschriften / 2
18
Financial markets and portfolio management
18
Working Paper
18
Die Aktiengesellschaft : AG : Zeitschrift für deutsches, europäisches und internationales Aktien-, Unternehmens- und Kapitalrecht
17
Financial analysts' journal : FAJ
17
Handbuch Alternative Investments ; Bd. 1
17
Journal / The Capco Institute : journal of financial transformation
17
Journal of investment management : JOIM
17
The journal of corporate finance : contracting, governance and organization
17
Untersuchungen über das Spar-, Giro- und Kreditwesen / B
17
more ...
less ...
Source
All
ECONIS (ZBW)
60
Showing
1
-
10
of
60
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
SEC requires hedge funds to prevent insider trading despite unsettled legal definition
Morgan, Nicolas
;
Zwickel, Art
;
Zaccaro, Thomas A.
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 63-64
Persistent link: https://www.econbiz.de/10011662110
Saved in:
2
SEC issues proposed investment company reporting rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
Saved in:
3
SEC issues proposed investment adviser reporting and disclosure rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
Saved in:
4
The SEC’s evolving scrutiny of private equity firms : KKR hit with an unprecedented enforcement action for broken deal expense misallocation
Rendon Callahan, Veronica
;
Fleishhacker, Ellen Kaye
; …
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 39-42
Persistent link: https://www.econbiz.de/10011438478
Saved in:
5
SEC proposes new compensation clawback rules
Brady, Andrew
;
Zaiss, Rolf
;
Persaud, Nyron
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 43-46
Persistent link: https://www.econbiz.de/10011438479
Saved in:
6
Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
Saved in:
7
SEC adopts "crowdfunding" rules for start-up businesses : an easy way to bet on the next Google?
Gelfond, Stuart
;
Eren, Burcin
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 117-121
Persistent link: https://www.econbiz.de/10011523777
Saved in:
8
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Saved in:
9
The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan
;
VonderHeide, Heidi
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
Saved in:
10
SEC issues new guidance on excluding shareholder proposals under rule 14a-8
Newell, John
;
McGivern, Arthur
;
Roberts, David
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 23-26
Persistent link: https://www.econbiz.de/10011523839
Saved in:
1
2
3
4
5
6
Next
Last
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
