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Kuwait; Financial Sector Assessment Programâ€”Detailed Assessments of Observance of Standards and Codesâ€”International Organization of Securities Commission (IOSCO)â€”Objectives a...

International Monetary Fund (IMF); International … - 2004

Regulation on Kuwait review preconditions for effective securities regulation. The securities market in Kuwait is the second …

Persistent link: https://www.econbiz.de/10005252613

LAW ENFORCEMENT UNDER INCOMPLETE LAW: Theory and Evidence from Financial Market Regulation

Pistor, Katharina; Xu, Chenggang - Econometric Society - 2004

from the history of financial market regulation …

Persistent link: https://www.econbiz.de/10005342313

Philippines; Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment

International Monetary Fund (IMF); International … - 2004

Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the … the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … markets, including observance of the IOSCO Objectives and Principles of Securities Regulation. …

Persistent link: https://www.econbiz.de/10005252801

The metamorphosis of insider trading in the face of regulatory enforcement

Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 75-84

in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …

Persistent link: https://www.econbiz.de/10009391953

The role of auditors in the financial crisis: an African perspective

Owolabi, Amos Akintola - In: African Journal of Accounting, Auditing and Finance 1 (2012) 3, pp. 299-308

This paper investigated the role of auditors in the financial crisis from an African perspective. Desk research approach scanning through various documents that include; reports and accounts from the internet, published journal articles, national and international newspapers was used. Assessment...

Persistent link: https://www.econbiz.de/10010670387

British Virgin Islands-Overseas Territory of the United Kingdom; Assessment of the Supervision and Regulation of the Financial Sector Volume Iâ€”Review of Financial Sector Regulati...

International Monetary Fund (IMF); International … - 2004

The British Virgin Islands (BVI) has most of the essential elements for a suitable framework for financial supervision. There is a weakness with respect to onsite supervision of banking, insurance, and securities sectors; and there is currently no regular and comprehensive examination and...

Persistent link: https://www.econbiz.de/10005825178