Rosenzweig, Kenneth M.; Foley, Kevin M.; Brockway, Blake J. - In: Journal of Investment Compliance 14 (2013) 1, pp. 47-49
Purpose – This paper aims to address amendments to the Commodity Futures Trading Commission (CFTC) recordkeeping rules that will require certain market participants to maintain records of all oral communications leading to the execution of a “commodity interest” transaction that are...