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~subject:"Finanzmarktaufsicht"
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Finanzmarktaufsicht
Dodd-Frank Act
146
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The journal of investment compliance
8
Auditing : a journal of practice & theory
1
Contemporary accounting research : the journal of the Canadian Academic Accounting Association
1
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1
Journal of risk and financial management : JRFM
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Macroprudential regulation and policy for the Islamic financial industry : theory and applications
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ECONIS (ZBW)
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1
The effect of evidence strength and internal rewards on intentions to report fraud in the Dodd-Frank regulatory environment
Brink, Alisa G.
;
Lowe, D. Jordan
;
Victoravich, Lisa M.
- In:
Auditing : a journal of practice & theory
32
(
2013
)
3
,
pp. 87-104
Persistent link: https://www.econbiz.de/10009786603
Saved in:
2
SEC proposes new compensation clawback rules
Brady, Andrew
;
Zaiss, Rolf
;
Persaud, Nyron
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 43-46
Persistent link: https://www.econbiz.de/10011438479
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3
SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel
;
Chunias, Jennifer
;
Hale, Robert
;
Newell, John
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 19-21
Persistent link: https://www.econbiz.de/10011445960
Saved in:
4
Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.
;
Chan, Peter K. M.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 22-23
Persistent link: https://www.econbiz.de/10011445980
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5
SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.
;
Hooper, Reid S.
;
Gumbs, Keir D.
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
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6
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
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7
The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan
;
VonderHeide, Heidi
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
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8
The SEC's Municipal Advisor Rule will prompt new practices for market participants
Bannard, David
;
Groethe, Reed
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 10-17
Persistent link: https://www.econbiz.de/10010396211
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9
Parties push to enforce statutory time limits on SEC enforcement actions
Neaderland, Benjamin
;
Cohen, Jared
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 30-32
Persistent link: https://www.econbiz.de/10011446036
Saved in:
10
A tale of two enforcement venues : determinants and consequences of the SEC's choice of enforcement venue after the Dodd-Frank Act
Zheng, Xin
- In:
The accounting review : a publication of the American …
96
(
2021
)
6
,
pp. 451-476
Persistent link: https://www.econbiz.de/10012703058
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