Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~subject:"Finanzmarktaufsicht"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Lessons from the implementatio...
Similar by subject
Narrow search
Delete all filters
| 1 applied filter
Year of publication
From:
To:
Subject
All
Finanzmarktaufsicht
Dodd-Frank Act
146
Finanzmarktregulierung
50
Financial market regulation
49
Bank regulation
31
Bankenregulierung
30
Financial crisis
28
Regulation
26
Finanzkrise
25
Regulierung
25
Financial markets law
21
Kapitalmarktrecht
21
USA
20
United States
19
Credit risk
16
Kreditrisiko
16
Basler Akkord
15
Basel Accord
14
Financial supervision
14
Bank
13
Derivat
13
Derivative
13
Systemic risk
13
Dodd-Frank act
12
Securities and Exchange Commission (SEC)
12
Systemrisiko
11
Credit derivative
9
Führungskräfte
9
Kreditderivat
9
Managers
9
Whistleblowing
9
Executive compensation
8
Swap
8
Welt
8
World
8
Bank lending
7
Corporate disclosure
7
Credit rating
7
Internal control
7
Internes Kontrollsystem
7
more ...
less ...
Online availability
All
Undetermined
10
Free
2
Type of publication
All
Article
14
Type of publication (narrower categories)
All
Article in journal
13
Aufsatz in Zeitschrift
13
Aufsatz im Buch
1
Book section
1
Conference paper
1
Konferenzbeitrag
1
Language
All
English
14
Author
All
Adams, Daniel
1
Bannard, David
1
Brady, Andrew
1
Brink, Alisa G.
1
Chan, Ka Kei
1
Chan, Peter K. M.
1
Chunias, Jennifer
1
Cohen, Jared
1
Engvall, David H.
1
Goldberg, William T.
1
Greer, Amy J.
1
Groethe, Reed
1
Gumbs, Keir D.
1
Hale, Robert
1
Hooper, Reid S.
1
Lowe, D. Jordan
1
Martin, David B. H.
1
Milne, Alistair
1
Neaderland, Benjamin
1
Newell, John
1
Parrino, Richard J.
1
Persaud, Nyron
1
Tarbert, Heath P.
1
Victoravich, Lisa M.
1
VonderHeide, Heidi
1
Wiedman, Christine
1
Wolper, Alan
1
Yoshida, Etsuaki
1
Zaiss, Rolf
1
Zheng, Xin
1
Zhu, Chunmei
1
more ...
less ...
Published in...
All
The journal of investment compliance
8
Auditing : a journal of practice & theory
1
Contemporary accounting research : the journal of the Canadian Academic Accounting Association
1
Journal of financial regulation
1
Journal of risk and financial management : JRFM
1
Macroprudential regulation and policy for the Islamic financial industry : theory and applications
1
The accounting review : a publication of the American Accounting Association
1
more ...
less ...
Source
All
ECONIS (ZBW)
14
Showing
1
-
10
of
14
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
The effect of evidence strength and internal rewards on intentions to report fraud in the Dodd-Frank regulatory environment
Brink, Alisa G.
;
Lowe, D. Jordan
;
Victoravich, Lisa M.
- In:
Auditing : a journal of practice & theory
32
(
2013
)
3
,
pp. 87-104
Persistent link: https://www.econbiz.de/10009786603
Saved in:
2
SEC proposes new compensation clawback rules
Brady, Andrew
;
Zaiss, Rolf
;
Persaud, Nyron
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 43-46
Persistent link: https://www.econbiz.de/10011438479
Saved in:
3
SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel
;
Chunias, Jennifer
;
Hale, Robert
;
Newell, John
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 19-21
Persistent link: https://www.econbiz.de/10011445960
Saved in:
4
Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.
;
Chan, Peter K. M.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 22-23
Persistent link: https://www.econbiz.de/10011445980
Saved in:
5
SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.
;
Hooper, Reid S.
;
Gumbs, Keir D.
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
Saved in:
6
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Saved in:
7
The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan
;
VonderHeide, Heidi
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
Saved in:
8
The SEC's Municipal Advisor Rule will prompt new practices for market participants
Bannard, David
;
Groethe, Reed
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 10-17
Persistent link: https://www.econbiz.de/10010396211
Saved in:
9
Parties push to enforce statutory time limits on SEC enforcement actions
Neaderland, Benjamin
;
Cohen, Jared
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 30-32
Persistent link: https://www.econbiz.de/10011446036
Saved in:
10
A tale of two enforcement venues : determinants and consequences of the SEC's choice of enforcement venue after the Dodd-Frank Act
Zheng, Xin
- In:
The accounting review : a publication of the American …
96
(
2021
)
6
,
pp. 451-476
Persistent link: https://www.econbiz.de/10012703058
Saved in:
1
2
Next
Last
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
