Harman, Thomas S.; Parry, Monica L. - In: Journal of Investment Compliance 7 (2006) 2, pp. 34-42
Purpose – To provide a detailed description of personal trading policies that apply to hedge fund managers. Design/methodology/approach – Summarizes Sections 206(1) and (2) of the Investment Advisers Act of 1940 (“Advisers Act”), particularly with regard t disclosure of conflicts...