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Summary and analysis of Dodd-Frank rules for investment advisers : registration requirements, exemptions, family offices, performance fee eligibility
Sorady, Marybeth; Domina, Daren; Cohen, Wendy; Santo, … - In: The journal of investment compliance 12 (2011) 4, pp. 4-17
Persistent link: https://www.econbiz.de/10009411235
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New opportunities to market investment funds in the USA
Sorady, Marybeth - In: Journal of financial regulation and compliance : an … 6 (1998) 1, pp. 46-58
Persistent link: https://www.econbiz.de/10001239487
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All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment
Shea, Peter J.; Moriarty, Kathleen H.; Rosenzweig, … - In: The journal of investment compliance 13 (2012) 2, pp. 20-24
Persistent link: https://www.econbiz.de/10009574362