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Kreditwirtschaftlich wichtige Vorhaben der EU
Bartels, Boris (revision) - 2013 - 21., überarb. Aufl., Stand: 1. September 2013
Persistent link: https://www.econbiz.de/10010203040
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Which securities regulation promotes crowdinvesting?
Hornuf, Lars; Schwienbacher, Armin - 2014
In this paper, we show that too strong investor protection may harm small firms and, thus, entrepreneurial initiatives. This situation is particularly relevant in crowdinvesting, which refers to a recent financial innovation originating on the Internet. In general, securities regulation offers...
Persistent link: https://www.econbiz.de/10010364732
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SEC issues proposed investment company reporting rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
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Peer-to-peer lending platforms : securities law considerations
Rosenblum, Robert H.; Gault-Brown, Susan I.; Caiazza, Amy B. - In: The journal of investment compliance 16 (2015) 3, pp. 15-18
Persistent link: https://www.econbiz.de/10011445953
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Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.; Chan, Peter K. M. - In: The journal of investment compliance 16 (2015) 3, pp. 22-23
Persistent link: https://www.econbiz.de/10011445980
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Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian; Xu, Amy - In: The journal of investment compliance 17 (2016) 1, pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
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The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan; VonderHeide, Heidi - In: The journal of investment compliance 17 (2016) 2, pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
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Firm size and the impact of securities regulation
Cumming, Douglas J.; Knill, April M.; Richardson, Nela - In: Journal of comparative economics : the journal of the … 43 (2015) 2, pp. 417-442
Persistent link: https://www.econbiz.de/10011566657
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Legal opportunism, litigation risk, and IPO underpricing
Walker, Thomas; Turtle, Harry J.; Pukthuanthong, Kuntara; … - In: Journal of business research : JBR 68 (2015) 2, pp. 326-340
Persistent link: https://www.econbiz.de/10010472565
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SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry; Welp, Robert; Parrino, Richard - In: The journal of investment compliance 15 (2014) 2, pp. 22-25
Persistent link: https://www.econbiz.de/10010396205