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SEC issues guidance update regarding enhanced mutual fund disclosure

Pugliese, Domenick; Rosella, Michael; Hearth, David - In: The journal of investment compliance 15 (2014) 4, pp. 11-14

Persistent link: https://www.econbiz.de/10010461365

SEC's enforcement action against hedge fund adviser for retaliation against a whistleblower highlights challenges employers face

House, Bryan B.; Johnston, Pam L.; Worcester, Courtney - In: The journal of investment compliance 15 (2014) 4, pp. 7-10

Persistent link: https://www.econbiz.de/10010461406

Cybersecurity : SEC is starting to scrutinize registrants' practices

Nathan, Daniel A.; Greismann, Libby J. - In: The journal of investment compliance 15 (2014) 4, pp. 4-6

Persistent link: https://www.econbiz.de/10010461411

The Securities and Exchange Commission ("SEC") prevails in the second circut in defending its no-admission settlement policy

Healy, Terence; Greer, Amy J.; Herbst, Daniel Z. - In: The journal of investment compliance 15 (2014) 4, pp. 41-43

Persistent link: https://www.econbiz.de/10010462136

Capital flows during quantitative easing and aftermath : experiences of Asian countries

Park, Donghyun; Ramayandi, Arief; Shin, Kwanho - 2014

A potentially important side effect of quantitative easing(QE) by the United States (US) Federal Reserve System (the Fed) is the expansion of capital flows into developing countries. As a result, there is widespread concern that QE tapering may trigger financial instability in those countries....

Persistent link: https://www.econbiz.de/10010463662