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Financial market infrastructures : law and regulation
Binder, Jens-Hinrich (ed.); Saguato, Paolo (ed.) - 2021 - First edition
Persistent link: https://www.econbiz.de/10013413057
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EC securities regulation
Moloney, Niamh - 2002 - 1. publ.
Persistent link: https://www.econbiz.de/10001607654
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European securities regulation
Warren, Manning G. - 2003
Persistent link: https://www.econbiz.de/10014008939
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Ledning och kontroll på värdepappersmarknaden : kunskap för SwedSecs licensiering
Örtengren, Torsten (ed.) - 2018 - Andra upplagan
Persistent link: https://www.econbiz.de/10011855262
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Rethinking securities regulation
Prager, Jonas - 1989
Persistent link: https://www.econbiz.de/10000769110
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Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.; Romeo, Peter; Dye, Alan - In: The journal of investment compliance 16 (2015) 1, pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
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SEC issues proposed investment company reporting rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
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Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.; Chan, Peter K. M. - In: The journal of investment compliance 16 (2015) 3, pp. 22-23
Persistent link: https://www.econbiz.de/10011445980
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Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian; Xu, Amy - In: The journal of investment compliance 17 (2016) 1, pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
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The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan; VonderHeide, Heidi - In: The journal of investment compliance 17 (2016) 2, pp. 17-22
Persistent link: https://www.econbiz.de/10011523836