FCPA broker-dealer case highlights compliance risks for financial institutions
Philip Urofsky and Danforth Newcomb
Year of publication: |
2013
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Authors: | Urofsky, Philip ; Newcomb, Danforth |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 14.2013, 3, p. 34-37
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Subject: | United States of America | Department of Justice | Securities and Exchange Commission (SEC) | Compliance | Foreign Corrupt Practices Act (FCPA) | USA | United States | Korruption | Corruption | Finanzmarktaufsicht | Financial supervision | Normbefolgung | Legal compliance |
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