SEC and FDIC proposed rules on the orderly liquidation of certain large broker-dealers
Year of publication: |
2016
|
---|---|
Authors: | Blake, Andrew ; Robinson, Robert ; Rovira, Alex ; Sommers, Charles |
Published in: |
Journal of Investment Compliance. - Emerald Group Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 17.2016, 3, p. 42-48
|
Publisher: |
Emerald Group Publishing Limited |
Subject: | Securities and Exchange Commission (SEC) | Dodd-frank | Covered broker-dealer | Federal Deposit Insurance Corporation | Orderly liquidation | Securities Investor Protection Act |
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