Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada : 1984 to 2008
Year of publication: |
2017
|
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Authors: | Lokanan, Mark |
Published in: |
Journal of financial regulation and compliance : an international journal. - Bingley : Emerald, ISSN 1358-1988, ZDB-ID 1400767-8. - Vol. 25.2017, 1, p. 2-21
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Subject: | Fraud | Self-regulation | Securities enforcement | Public interest | Kanada | Canada | Normbefolgung | Legal compliance | Selbstverpflichtung | Voluntary agreement | Rechtsdurchsetzung | Law enforcement |
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