The Investment Dealers Association of Canada's enforcement record : are penalties grossly inadequate
Year of publication: |
2014
|
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Authors: | Lokanan, Mark |
Published in: |
Journal of financial regulation and compliance : an international journal. - Bingley : Emerald, ISSN 1358-1988, ZDB-ID 1400767-8. - Vol. 22.2014, 3, p. 235-251
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Subject: | Enforcement | Self-regulation | Aggravating and Mitigating Factors | Investment Dealer Association | Kanada | Canada | Investition | Investment |
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