Supervisory obligations of broker-dealer legal and compliance personnel after the Urban case
Roger D. Blanc, Howard L. Kramer, Martin R. Miller and Matthew B. Comstock
| Year of publication: |
2012
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|---|---|
| Authors: | Blanc, Roger D. ; Kramer, Howard L. ; Miller, Martin R. ; Comstock, Matthew B. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 13.2012, 2, p. 40-43
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| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10009574358